Disclaimers:

The information on this website is not a solicitation to sell any securities. Before investing, carefully read all investment strategy and GAMMA Investment Management, LLC disclosures. GAMMA Investment Management LLC (GAMMA) is registered as a CTA/CPO with the NFA, under the Commodity Futures Trading Commission (CFTC). GAMMA will also be registered as an Investment Adviser in the state of Minnesota along with any other state that is required. Please note our current business structure, operation and investment adviser registrations allow GAMMA to conduct the following investment management services:

1. GAMMA manages agency and Trust separate accounts for accredited investors.  These accounts are actively managed with traditional equity and fixed-income securities as well as bona fide hedges on those securities using options, futures, options on futures and other securities to control expected risk/reward.      

2. GAMMA also manages one or more private fund(s) registered in the United States (state of Minnesota) that are not venture capital funds that also are designated for trading in traditional equity and fixed-income securities as well as bona fide hedges on those securities using options, futures, options on futures and other securities to control expected risk/reward. In particular per the Private Placement Memorandum, “the Fund is not registered as an investment company and, therefore, is not required to adhere to investment policies under the Investment Company Act of 1940, as amended (the “1940 Act”). The General Partner is not registered as an investment adviser under the Investment Advisers Act of 1940, as amended. The Fund intends to comply with Section 3(c)(7) of the 1940, which permits private investment companies such as the Fund to sell its interests, on a private placement basis without registration under the 1940 Act, exclusively to investors that are “qualified purchasers” as defined in Section 2(a)(51) of the 1940 Act. The General Partner intends to organize another investment partnership that will follow an investment program substantially identical to that of the Fund that will comply with Section 3(c)(1) of the 1940 Act, which permits private investment companies to sell their interests, on a private placement basis without registration under the 1940 Act, exclusively to “knowledgeable employees” and not more than 100 other investors. The Fund intends to operate under Regulation 4.7 of the Commodity Futures Trading Commission (CFTC), which will exempt the Fund from various record keeping and reporting obligations applicable to commodity pools. To qualify for this exemption, each Limited Partner will be required to meet the definition of “qualified eligible person” as described in greater detail in the Fund’s Subscription Agreement.”

As you are aware as a sophisticated and accredited investor participating in a separate account or private fund, trading options on the previously mentioned securities and exchange-traded funds (ETFs) involves a substantial risk of loss and is not suitable for everyone.  Carefully read all Investment Advisory Agreement or Private Placement Memorandum information as well as all performance disclosures before investing.  Past performance is not an indication of future results. 

PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH POOLS AND SEPARATE ACCOUNTS WHOSE PARTICIPANTS ARE LIMITED TO QUALIFIED ELIGIBLE PARTICIPANTS, AN OFFERING MEMORANDUM FOR THIS POOL OR ADVISORY AGREEMENT FOR A SEPARATE ACCOUNT IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE COMMISSION. THE COMMODITY FUTURES TRADING COMMISSION DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL (OR ACCOUNT) OR UPON THE ADEQUACY OR ACCURACY OF AN OFFERING MEMORANDUM (OR ADVISORY AGREEMENT).  CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS OFFERING OR ANY OFFERING MEMORANDUM (OR ADVISORY AGREEMENT) FOR THIS POOL (OR SEPARATE ACCOUNT).